Compliance Admin Job Vacancy in Invesco Administrative Building, Andhra Pradesh – Updated today
Are you looking for a New Job or Looking for better opportunities?
We got a New Job Opening for
Full Details :
Company Name : Invesco
Location : Administrative Building, Andhra Pradesh
Position :
Job Description : JOB PURPOSE (JOB SUMMARY):
This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office. Primary role would be to support Post Trade (Batch) Compliance in accordance with relevant regulations (like: UCITS Rules, US 1940 Act, FCA rules, COLL, MPF, etc.) and fund specific investment restrictions as contained in prospectus or investment management agreement. This role requires applicable IC related skills (experience in rule coding, rule testing, pre and/or post trade monitoring and allied reporting) to be effective.
KEY RESPONSIBILITIES / DUTIES:
Address day to day compliance alerts/warnings in batch monitoring related to trading strategies and the application of technology related or manual controls created and applied during this process
Perform daily review of portfolio transactions and monitor compliance investment restrictions as they apply to positions and transactions, identifying breaches and following up with respective teams (i.e. Regional Compliance, Portfolio Manager, etc.) to ensure rectification
Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls to meet applicable regulatory requirements
Maintaining the Compliance Block facility, ensuring that the necessary systems are updated to reflect the current blocks position
Assist in resolving queries from regional compliance team and Front Office on compliance matters
Assist with ongoing review of relevant processes and procedures to ensure best practice
Prepare/support Analytics for Investment Compliance function to Executive Compliance Leadership
Conduct forensic, periodic, and transactional testing to ensure compliance of the investment manager, with all applicable state, federal and self-regulatory agency requirements
Interact with members of regional compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls
Assist in Compliance related projects and responsibilities
Effectively find solutions to compliance issues as they arise
WORKING TIMINGS:
There are multiple positions open at the moment hence work timing would be communicated during interview process.
WORK EXPERIENCE / KNOWLEDGE:
Work experience of 2-4 years required including relevant work experience with an investment advisor or mutual fund group in compliance or regulatory environment. hands on rule coding experience would be given preference.
Knowledge of and experience with Equity Products required, including UCITS Funds, Institutional, ETFs and U.S. Retail Mutual Funds. Knowledge of securities regulation as it relates to operations within advisor compliance programs is required.
Experience with regulatory environments such as UCITS, SFC, FCA, SEC, and ERISA would be an added advantage.
SKILLS / OTHER PERSONAL ATTRIBUTES REQUIRED:
Good written and verbal communication skills
Good interpersonal and strong analytical skills
Strong attention to detail
Shall be a good team player
Shall be open to work flexible hours
Proficiency on MS Office suite of applications
Familiarity with trading systems and compliance components such as Charles River, Aladdin, Bloomberg or LZ Sentinel would be given preference
FORMAL EDUCATION: (minimum requirement to perform job duties)
B. Com / M. Com / MBA /CA /CS / Degree in Commerce/Finance
WORKING CONDITIONS:
Working hours may include late evenings or early mornings.
Work may be performed flexibly at home or in the office under an agreed upon Hybrid working arrangement.
This post is listed Under Technology
Disclaimer : Hugeshout works to publish latest job info only and is no where responsible for any errors. Users must Research on their own before joining any company