Sr. Associate- ORO IT Risk Officer ORO IT Job Vacancy in BNP Paribas Mumbai, Maharashtra – Updated today

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Full Details :
Company Name : BNP Paribas
Location : Mumbai, Maharashtra
Position :

Job Description : SR ASSOCIATE – CAPITAL MARKET INVESTIGATOR (JOB NUMBER: BNP021333)
About BNP Paribas Group:

BNP Paribas is a top-ranking bank in Europe with an international profile. It operates in 71 countries and has almost 199 000 employees. The Group ranks highly in its three core areas of activity: Domestic Markets and International Financial Services (whose retail banking networks and financial services are grouped together under Retail Banking & Services) and Corporate & Institutional Banking, centred on corporate and institutional clients. The Group helps all of its clients (retail, associations, businesses, SMEs, large corporates and institutional) to implement their projects by providing them with services in financing, investment, savings and protection. In its Corporate & Institutional Banking and International Financial Services activities, BNP Paribas enjoys leading positions in Europe, a strong presence in the Americas and has a solid and fast-growing network in the Asia/Pacific region.

About BNP Paribas India Solutions:

Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, a leading bank in Europe with an international reach. With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24×7 global delivery center. India Solutions services three business lines: Corporate and Institutional Banking, Investment Solutions and Retail Banking for BNP Paribas across the Group. Driving innovation and growth, we are harnessing the potential of over 6000 employees, to provide support and develop best-in-class solutions.

About Businessline/Function :

ISPL Compliance Hub as a department was established in November 2013 at ISPL in Mumbai, India with the hire of a department head. The ISPL team provides support on compliance administrative level tasks to BNPP compliance teams globally.
The scope of work includes offshoring administrative and Level I support to functions such as:
Training Support
Capital Markets Surveillance
Employee Personal Account Dealing
Electronic Communications Surveillance
Offshoring/Outsourcing Coordination
Projects & System Support
KYC Support
AML Post transaction monitoring Support

Job Title:
Senior Associate
Date:
6/6/2019

Department:
ISPL Compliance Hub
Location:
Mumbai

Business Line / Function:
Functions
Reports to:
(Direct)
Reuben Dsouza

Grade:
(if applicable)
(Functional)
Prachi Jadhav

Number of Direct Reports:
Directorship / Registration:
NA

Position Purpose

The number of surveillance models that are being deployed for compliance is expanding at a very fast pace. This expansion is being driven by new regulations and by an increase in the recommendations that are the output of internal and external audits and regulatory visits. This expansion will also increase the alert population and surveillance coverage and will require additional staff to investigate each occurrence to determine whether there is sufficient reason to generate a suspicious activity report.

Responsibilities

Direct Responsibilities
Review, analyse and close alerts generated by an automated monitoring system AT LEVEL 1 in accordance with relevant review process as defined in the operating guidelines
As necessary, use available research tools to identify publicly available information concerning transactions to be identified for further investigation
Escalate alerts to team manager and discuss basis for transactions deserving of further investigation to Level 2.
Contributing Responsibilities
Obtain and upload alert analysis results and relevant material for record keeping purposes and conclude the alerts with the indicative target timelines without compromising the quality and completeness of the analysis
Ensure escalation of alerts to Level 2 Investigator is proper, in a timely manner and supported by relevant information and due diligence search results
Comply with procedure and other relevant policies/ procedures of BNP Paribas group and regulations, and industry best practice
Collaborate and work in tandem with team members and relevant stakeholders
Be supportive and adoptive to changes of procedures and scope of work
Meet the QA requirements and the expected daily alert closure volume

Technical & Behavioral Competencies

At least 2 years’ experience in banking /financial industry
A good understanding of capital markets
Familiar with Market Abuse types
Good communication skills and eager to learn
Analytical and with an investigative eye for accurate details and red-flag situations
Ability to work in a team as well as independently
Ability to write concisely and clearly; and to produce clear constructive advice under pressure and within short timeframes
Must have strong interpersonal skills, a flexible, collaborative and team-oriented approach to problem-solving and an ability to work in a fast-paced, rapidly changing environment

Specific Qualifications (if required)

Capital Markets Certifications
Bachelor’s degree or higher, in some type of investment banking discipline

Skills Referential

Behavioural Skills: (Please select up to 4 skills)

Ability to collaborate / Teamwork

Communication skills – oral & written

Critical thinking

Adaptability

Transversal Skills: (Please select up to 5 skills)

Analytical Ability

Ability to develop and adapt a process

Ability to develop others & improve their skills

Ability to set up relevant performance indicators

Ability to develop and leverage networks

Education Level:
Bachelor Degree or equivalent

Experience Level
At least 3 years

Knowledge on capital markets

Primary Location: IN-MH-Mumbai
Job Type: Standard / Permanent
Job: COMPLIANCE AND PERMANENT CONTROL
Education Level: Bachelor Degree or equivalent (>= 3 years)
Experience Level: At least 3 years
Schedule: Full-time

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